Roles and Responsibilities of Stakeholders |
TTP |
Faculty |
Completes research update questionnaire on quarterly basis |
|
x |
Communicates discoveries and/or potential projects on a timely basis |
|
x |
Maintains proper laboratory books |
|
x |
Provide regular educational opportunities so faculty is knowledgeable about technology
transfer and IP issues
|
x |
|
Alert University of New Haven and TTP of impending public disclosure well in advance |
|
x |
Assess research programs from a commercial prospective interest |
x |
|
Faculty – TTP dialogue about promising developments |
x |
x |
Assess investibility and provide feedback for submitted concepts |
x |
|
Faculty submit completed invention disclosure form |
|
x |
Initial commercial assessment performed (unmet need, market, IP, investibility) |
x |
|
Provide feedback to faculty. Discuss "go," "no go," or "not yet" thoughts |
x |
|
Develop preliminary report for review and discussion |
x |
x |
Prepare Recommendation for IP Committee consideration (include overall commercialization
plan with budget and investibility analysis
|
x |
|
Complete administrative requirements (e.g. iEdison, IIA, Sponsor rights, etc.) |
x |
|
Prepare non-confidential information for distribution |
x |
|
Engage patent counsel to implement patent plan |
x |
|
Assist counsel with patent application and prosecution |
x |
x |
Sign documents required for patenting and licensing |
|
x |
Provide copies of references and supporting material for patent prosecution |
|
x |
Continue research to support patent and proof of concept studies (if able) |
|
x |
Pursue commercialization plan |
x |
|
Participate in due diligence with prospective partner |
x |
x |
Negotiate Option/License Agreement |
x |
|
Attract venture capital for new venture projects |
x |
|
Provide feedback to faculty on status of commercialization |
x |
|
Sign deal acknowledgement form |
|
x |
Sign agreement |
x |
|
Prepare deal summary document for proper internal tracking |
x |
|
Facilitate "transfer" of technology from University of New Haven to licensee, as appropriate |
x |
x |
Monitor license agreement, pay ongoing patent maintenance fees, distribute net income
in accordance with University of New Haven policy
|
x |
|